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Droit des marchés financiers

  • Teacher(s):   A.Richa  
  • English title: Financial Markets Law
  • Course given in: French
  • ECTS Credits: 3 credits
  • Schedule: Spring Semester 2021-2022, 2.0h. course (weekly average)
  •  sessions
  • site web du cours course website
  • Related programmes:
    Master of Science (MSc) in Finance, Orientation Asset and Risk Management

    Master of Science (MSc) in Finance : Financial Entrepreneurship and Data Science

    Master of Science (MSc) in Finance, Orientation Corporate Finance

    Master of Law (MLaw) in Law and Economics
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Objectives

To acquire the basic principles of the law applicable to financial markets.

Contents

The course deals with the law applicable to the main financial markets.

The following subjects shall in particular be dealt with: introduction to financial market law, financial services and financial instruments, financial institutions and banks, Collective Investment Schemes Act (CISA), Financial Market Infrastructure Act (FMIA) and listed companies, introduction to Fintechs, Anti-Money Laundering Act (AMLA).

References

Mainly:

  • legislative and regulatory texts handed out or referred to during the course;
  • other texts handed out during the course;
  • Powerpoint presentations.

Pre-requisites

Business law course.

Evaluation

First attempt

Exam:
Oral 0h15 minutes
Documentation:
Allowed with restrictions
Calculator:
Not allowed
Evaluation:

The exam is oral and is divided in two parts: 15 minutes of preparation and 15 minutes of examination.

The authorized legal and regulatory texts will be made available.

The quality of participation to the course (either orally or through written works) may be taken into account through the granting of a bonus up to 0.5 point on the final grade.

Retake

Exam:
Oral 0h15 minutes
Documentation:
Allowed with restrictions
Calculator:
Not allowed
Evaluation:

Identical to the ordinary session.



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